We provide comprehensive regulatory advisory solutions for a diverse range of clients, specializing in doing finance and tech-related compliance. It is our vision to offer independent, unbiased advice on complying with Hong Kong laws and regulation and each client would receive personalized services from our dedicated team overseen by senior managers and principals for safeguarding your interests.

Launching IPOs is the hallmark of every reputable business in both financial and technological industry and a strong compliance foundation is essential for clearing any obstacle that may deter your company from flourishing. We therefore would provide the in-depth analysis and strategic planning you need, ranging from the preparation of registration statements with Securities and Futures Commission (“SFC”) to the development of IPO road show, in order to help your business to manage complex regulatory issues targeting IPOs specifically.

Compliance training is extremely important for a company senior management and all of their personnel. As a responsible business corporation, your firm must avoid contravention of any law and regulation to maintain competitiveness. We could provide compliance training to all members of your team so your firm creates and sustains a culture where legal, ethical practices are the norm. By helping you to develop policies and procedures for a better safeguard, we could ensure that you and your associates would have the knowledge necessary to monitor your compliance with all applicable rules and regulations.

If you wish to establish off-shore funds which is common for companies to diversify risks and develop more flexible investment strategies, complex regulatory issues usually arise due to the inherent complexity of cross-border issues and regulations. We thus could deliver the best quality offshore fund formation services to you with reasonable prices, thereby assisting you to implement your business strategies smoothly and effectively.

Our team could support the set-up of OFC in Hong Kong which is a form of a unit trust, rather than a company limited by shares. And with the new OFC compliance regime, not only we are here to offer compliance and monitoring services on financial and corporate requirements; but to provide necessary expertise in administering and managing the company as well as members’ relations and responsibilities.

After receiving your license or registration from the regulators, there is a number of obligations that you must fulfill on an ongoing basis. Sometimes these responsibilities could be immensely demanding and energy-draining without the help of a professional compliance team. We thus are here to deliver spot-on services to help you understand your obligations and develop a plan of action for you to meet the regulatory expectations in Hong Kong.

Getting a license from the SFC is a must if you seek to enter into the securities and futures markets of Hong Kong. But the application process could be extremely overwhelming and time-consuming where it involves innumerable amount of paperwork. Our team thus could coordinate all aspects of your application process which includes company, responsible officers and representatives licensing, guideline for initiating a business and to create a compliance projection.

We provide comprehensive regulatory advisory solutions for a diverse range of clients, specializing in doing finance and tech-related compliance. It is our vision to offer independent, unbiased advice on complying with Hong Kong laws and regulation and each client would receive personalized services from our dedicated team overseen by senior managers and principals for safeguarding your interests.

Launching IPOs is the hallmark of every reputable business in both financial and technological industry and a strong compliance foundation is essential for clearing any obstacle that may deter your company from flourishing. We therefore would provide the in-depth analysis and strategic planning you need, ranging from the preparation of registration statements with Securities and Futures Commission (“SFC”) to the development of IPO road show, in order to help your business to manage complex regulatory issues targeting IPOs specifically.

Compliance training is extremely important for a company senior management and all of their personnel. As a responsible business corporation, your firm must avoid contravention of any law and regulation to maintain competitiveness. We could provide compliance training to all members of your team so your firm creates and sustains a culture where legal, ethical practices are the norm. By helping you to develop policies and procedures for a better safeguard, we could ensure that you and your associates would have the knowledge necessary to monitor your compliance with all applicable rules and regulations.

If you wish to establish off-shore funds which is common for companies to diversify risks and develop more flexible investment strategies, complex regulatory issues usually arise due to the inherent complexity of cross-border issues and regulations. We thus could deliver the best quality offshore fund formation services to you with reasonable prices, thereby assisting you to implement your business strategies smoothly and effectively.

Our team could support the set-up of OFC in Hong Kong which is a form of a unit trust, rather than a company limited by shares. And with the new OFC compliance regime, not only we are here to offer compliance and monitoring services on financial and corporate requirements; but to provide necessary expertise in administering and managing the company as well as members’ relations and responsibilities.

After receiving your license or registration from the regulators, there is a number of obligations that you must fulfill on an ongoing basis. Sometimes these responsibilities could be immensely demanding and energy-draining without the help of a professional compliance team. We thus are here to deliver spot-on services to help you understand your obligations and develop a plan of action for you to meet the regulatory expectations in Hong Kong.

Getting a license from the SFC is a must if you seek to enter into the securities and futures markets of Hong Kong. But the application process could be extremely overwhelming and time-consuming where it involves innumerable amount of paperwork. Our team thus could coordinate all aspects of your application process which includes company, responsible officers and representatives licensing, guideline for initiating a business and to create a compliance projection.

Thanks to the emergence of new financial technologies, legal and regulatory grey areas is understandably worrisome. In considering these modern regulatory challenges, you would need all the help to stay within the legal bounds, and blockchain technology would be the timely rescue to these complex regulatory issues within the vast realm of compliance.

 

As we understand the importance of keeping pace with the speed of innovation and technology, our team offers professional legal advice and opinion for companies seeking to apply for blockchain registration and operation under the SFC Sandbox. We promise to offer the best and assist you to adapt to the ever-changing regulatory landscape.